DISCLAIMER REGARDING

FORWARD-LOOKING STATEMENTS

This website contains certain “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include statements regarding the Company’s expectations, beliefs, intentions or strategies regarding the future, and can be identified by forward-looking words such as “anticipate,” “believe,” “could,” “continue,” “estimate,” “expect,” “intend,” “may,” “should,” “will” and “would” or similar words. Forward-looking statements include, without limitation, statements regarding future financial and operating results, the Company’s plans, objectives, expectations and intentions, and other statements that are not historical facts.

These forward-looking statements are based on current expectations, forecasts and assumptions that involve inherent risks and uncertainties, and which are based on information available to the Company at the time when such statements were made. Although the Company has exercised a great deal of care in ensuring the accuracy of the statements made on this website, the Company’s actual results could differ materially from those stated or implied, due to risks and uncertainties associated with its business, the global financial markets, and in general which are to a large extent outside of the Company’s direct control but which also include those specific risk factors disclosed in its Annual Disclosure Statement and in subsequent Quarterly Reports. As an Alternative Reporting Issuer with OTC Markets Group, Inc. the Company is required to make such disclosures on an on-going basis to maintain the public quotation of its securities. Interested persons are encouraged to check the Company’s profile for the most up-to-date information and recent public disclosures regarding material events which can be found here: https://www.otcmarkets.com/stock/AWON/overview

Although A1 Group, Inc. (“AWON”) is a publicly quoted company, this website and its contents are not to be construed as an offer, inducement or solicitation to purchase securities by the Company. This website is for informational purposes only. The purchase or sale of such securities involves a significant degree risk which is far greater than for securities quoted on national securities exchanges. Any decision(s) to purchase or sell securities should be discussed directly with your individual investment or financial advisor(s).

Moreover, the exchange on which AWON stock is traded is an over-the-counter exchange with limited trading volume and significant restrictions on the ability of individual(s) to deposit, clear or trade such securities. Due to this limited ability and the limited trading activity, the price of stock(s) quoted on the OTC Markets Group, Inc. is significantly more volatile than traditional securities and the market valuation may not accurately reflect the Company’s true value.

 

 

ADDITIONAL INFORMATION
REGARING MICROCAP AND PENNY STOCKS

 

Microcap Stocks

The Company is currently listed as an “Alternative Reporting Issuer” with the quotation service provided by OTC Markets Group, Inc. and is a microcap stock. The Company believes that certain microcap issuers have significant potential for growth, although such companies generally have limited product lines, markets, market shares and financial resources. The securities of such companies, if traded or quoted in the public market, may trade less frequently and in a more limited volume than those of more established national exchange listed companies. Additionally, in recent years, the stock market has experienced a high degree of price and volume volatility for the securities of microcap companies. Microcap companies that trade in the over-the-counter markets have experienced wide price fluctuations not necessarily related to the operating performance of such companies. Please review the attached link provided by the Securities and Exchange Commission (“SEC” for Microcap Stock investing. The SEC has published a website which contains a practice guide with practical tips and frequently asked questions by investors: https://www.sec.gov/about/reports-publications/investorpubsmicrocapstock

 

Penny Stock Rules

The Company’s stock is currently defined as a “Penny Stock” by the applicable regulations and rules promulgated by the Securities and Exchange omission. The Securities and Exchange Commission has adopted Rule 15g-9 which generally defines “penny stock” to be any equity security that has a market price (as defined) less than $5.00 per share or an exercise price of less than $5.00 per share, subject to certain exceptions. Our securities are covered by the penny stock rules, which impose additional sales practice requirements on broker-dealers who sell to persons other than established customers and “accredited investors”. The term “accredited investor” refers generally to institutions with assets more than $5,000,000 or individuals with a net worth in excess of $1,000,000 or annual income exceeding $200,000 or $1000,000 jointly with their spouse. The penny stock rules require a broker-dealer, prior to a transaction in a penny stock not otherwise exempt from the rules, to deliver a standardized risk disclosure document in a form prepared by the SEC which provides information about penny stocks and the nature and level of risks in the penny stock market. The broker-dealer also must provide the customer with the current bid and offer quotations for the penny stock, the compensation of the broker-dealer and its salesperson in the transaction and monthly account statements showing the market value of each penny stock held in the customer’s account. The bid and offer quotations, and the broker-dealer and salesperson compensation information, must be given to the customer orally or in writing prior to effecting the transaction and must be given to the customer in writing before or with the customer’s confirmation. In addition, the penny stock rules require that prior to a transaction in a penny stock not otherwise exempt from these rules, the broker-dealer must make a special determination that the penny stock is a suitable investment for the purchaser and receive the purchaser’s agreement to the transaction. These disclosure requirements may have the effect of reducing the level of trading activity in the secondary market for the stock that is subject to these penny stock rules. Consequently, these penny stock rules may affect the ability of broker-dealers to trade our securities. We believe that the penny stock rules discourage investor interest in, and limit the marketability of, our common stock.